UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue.
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
1. Name and Address of Reporting Person(s)
Major, John E.
P. O. Box 27
16720 Las Cuentas
Rancho Santa Fe, CA 92067
2. Issuer Name and Ticker or Trading Symbol
Lennox International Inc. (LII)
3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
4. Statement for Month/Year
12/00
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
[X] Director [ ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
Director
7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of
action action or Disposed of (D) Securities Form: Indirect
Date Code Beneficially Direct Beneficial
------------- ------------------------ Owned at End (D) or Ownership
(Month/ A or of Month Indirect
Day/Year) Code V Amount D Price (I)
- ------------------------------------------------------------------------------------------------------------------------------------
1
Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6)
- ------------------------------------------------------------------------------------------------------------------------------------
1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and
Security or Exercise action action Securities Acquired (A) Expiration Date
Price of Date Code or Disposed of (D) Month/Day/Year
Derivative -------- ----------------------- ---------------------------------
Security Month/Day/Year Code V A D Date Exercisable Expiration Date
- ------------------------------------------------------------------------------------------------------------------------------------
Non-Qualified Stock Option $7.8750 12/31/00 G(1) 15,131 (2) 12/15/07
(right to buy)
Non-Qualified Stock Option $10.3130 12/31/00 G(3) 1,668 (2) 12/10/09
(right to buy)
Non-Qualified Stock Option $10.3130 12/31/00 G(3) 1.667 (2) 12/10/09
(right to buy)
Non-Qualified Stock Option $7.8750 12/31/00 G(1) 7,566 (2) 12/15/07
(right to buy)
Non-Qualified Stock Option $10.3130 12/31/00 G(3) 1,667 (2) 12/10/09
(right to buy)
Non-Qualified Stock Option $7.8750 12/31/00 G(1) 7,565 (2) 12/15/07
(right to buy)
Non-Qualified Stock Option $10.3130 12/31/00 G(3) 1,668 (2) 12/10/09
(right to buy)
Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11)
- ------------------------------------------------------------------------------------------------------------------------------------
1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of
Security action of Underlying of Deri- Derivative Form o>f Indirect
Date Securities vative Securities Derivative Beneficial
------------------------ Security Beneficially Security Ownership
Amount or Owned at End Direct (D)
Month/Day/ Number of of Month or Indirect
Year Title (I)
- ------------------------------------------------------------------------------------------------------------------------------------
Non-Qualified Stock Option 12/31/00 Common Stock, 15,131 0 D
(right to buy) par value $0.01
per share
Non-Qualified Stock Option 12/31/00 Common Stock, 1,668 D
(right to buy) par value $0.01
per share
Non-Qualified Stock Option 12/31/00 Common Stock, 1,667 9,822 D
(right to buy) par value $0.01
per share
Non-Qualified Stock Option 12/31/00 Common Stock, 7,566 7,566 I Daughter, Barbara Major
(right to buy) par value $0.01
per share
Non-Qualified Stock Option 12/31/00 Common Stock, 1,667 1,667 I Daughter, Barbara Major
(right to buy) par value $0.01
per share
Non-Qualified Stock Option 12/31/00 Common Stock, 7,565 7,565 I Son, John B. Major
(right to buy) par value $0.01
per share
Non-Qualified Stock Option 12/31/00 Common Stock, 1,668 1,668 I Son, John B. Major
(right to buy) par value $0.01
per share
Explanation of Responses:
(1)
Gift to minor child who shares reporting person's household using a Black-Scholes valuation of $1.96/share in order to qualify as a
gift under the $10,000 IRS gift limitation per parent per child.
(2)
The option becomes exercisable in three equal annual installments, commencing one year after the date of grant.
(3)
Gift to minor child who shares reporting person's household using a Black-Scholes valuation of $3.10/share in order to qualify as a
gift under the $10,000 IRS gift limitation per parent per child.
SIGNATURE OF REPORTING PERSON
/S/ By: Carl E. Edwards, Jr.
For: John E. Major
DATE 02/13/01
