------------------------------
OMB APPROVAL
------------------------------
OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response.........0.5
------------------------------
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
|_| Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
(Print of Type Responses)
________________________________________________________________________________
1. Name and Address of Reporting Person*
Anderson, David H.
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
2140 Lake Park Blvd.
- --------------------------------------------------------------------------------
(Street)
Richardson, Texas 75080-2254
- --------------------------------------------------------------------------------
(City) (State) (Zip)
Lennox International Inc. (LII)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
________________________________________________________________________________
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
11/18/02
________________________________________________________________________________
4. Statement for Month/Day/Year
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Day/Year)
________________________________________________________________________________
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|x| Director |_| 10% Owner
|_| Officer (give title below) |_| Other (specify below)
____________________________________________________________________
7. Individual or Joint/Group Filing (Check Applicable line)
|x| Form Filed by One Reporting Person
|_| Form Filed by More than One Reporting Person
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of 6.
4. Securities Owner-
Securities Acquired (A) Beneficially ship
2A. 3. or Disposed of (D) Owned Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Trans- Execution Code ----------------------- Reported (D) or Indirect
1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date any ------------ or (Instr. 3 & (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 400 D $14.56 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 400 D $14.50 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 300 D $14.48 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 200 D $14.46 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 200 D $14.45 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 1,400 D $14.44 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 1,100 D $14.42 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 2,000 D $14.41 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 200 D $14.40 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 300 D $14.36 I D.H.Anderson
$0.01 per share Trust
====================================================================================================================================
Page 1 of 7
Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------
5.
Amount of 6.
4. Securities Owner-
Securities Acquired (A) Beneficially ship
2A. 3. or Disposed of (D) Owned Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Trans- Execution Code ----------------------- Reported (D) or Indirect
1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date any ------------ or (Instr. 3 & (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 200 D $14.35 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 200 D $14.34 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 700 D $14.33 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------- ----------
Common Stock, par value 11/18/02 S(1) 500 D $14.32 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 800 D $14.31 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 500 D $14.30 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 100 D $14.29 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 700 D $14.28 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 200 D $14.27 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 1,000 D $14.26 I D.H.Anderson
$0.01 per share Trust
====================================================================================================================================
2 of 7
Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------
5.
Amount of 6.
4. Securities Owner-
Securities Acquired (A) Beneficially ship
2A. 3. or Disposed of (D) Owned Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Trans- Execution Code ----------------------- Reported (D) or Indirect
1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date any ------------ or (Instr. 3 & (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 800 D $14.25 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 600 D $14.24 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 500 D %14.23 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 500 D $14.22 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 400 D $14.20 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 400 D $14.19 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 400 D $14.10 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 1,200 D $14.08 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 800 D $14.07 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 1,100 D $14.06 I D.H.Anderson
$0.01 per share Trust
====================================================================================================================================
Page 3 of 7
Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------
5.
Amount of 6.
4. Securities Owner-
Securities Acquired (A) Beneficially ship
2A. 3. or Disposed of (D) Owned Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Trans- Execution Code ----------------------- Reported (D) or Indirect
1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date any ------------ or (Instr. 3 & (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 1,500 D $14.05 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/18/02 S(1) 400 D $14.04 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 100 D $14.09 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 200 D $14.06 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 600 D $14.05 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 500 D $14.04 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 100 D $14.03 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 100 D $14.02 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 500 D $14.01 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,500 D $14.00 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 900 D $13.99 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,200 D $14.98 I D.H.Anderson
$0.01 per share Trust
====================================================================================================================================
Page 4 of 7
Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------
5.
Amount of 6.
4. Securities Owner-
Securities Acquired (A) Beneficially ship
2A. 3. or Disposed of (D) Owned Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Trans- Execution Code ----------------------- Reported (D) or Indirect
1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date any ------------ or (Instr. 3 & (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4)
- ------------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,300 D $13.97 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,500 D $13.96 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,300 D $13.95 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,500 D $13.94 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,600 D $13.93 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 400 D $13.92 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 200 D $13.91 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 2,700 D $13.90 I D.H.Anderson
$0.01 per share Trust
====================================================================================================================================
Page 5 of 7
Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------
5.
Amount of 6.
4. Securities Owner-
Securities Acquired (A) Beneficially ship
2A. 3. or Disposed of (D) Owned Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of
Trans- Execution Code ----------------------- Reported (D) or Indirect
1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date any ------------ or (Instr. 3 & (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 100 D $13.88 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 1,400 D $13.87 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 800 D $13.86 I D.H.Anderson
$0.01 per share Trust
- -----------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 800 D $13.85 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 400 D $13.83 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 11/19/02 S(1) 300 D $13.81 3,308,179 I D.H.Anderson
$0.01 per share Trust
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 89,930 I Daughter
$0.01 per share Kristin(2)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 147,411 I K. H. Anderson
$0.01 per share Trust(2)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value 139,322 I Linda L.Anderson
$0.01 per share Trust (2)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock, par value
$0.01 per share
====================================================================================================================================
Page 6 of 7
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
9.
Number 10.
of Owner-
deriv- ship
ative Form
2. Secur- of
Conver- 5. 7. ities Deriv- 11.
sion Number of Title and Amount Bene- ative Nature
or Derivative 6. of Underlying 8. ficially Secur- of
Exer- 3A. 4. Securities Date Securities Price Owned ity: In-
cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct
Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene-
1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative Date any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- (mm/dd/ (mm/dd/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity yy) yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
Explanation of Responses:
- -------------------------------------------------------------------
Explanation of Responses:
(1) The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2002.
(2) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that
the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON
/S/ By: Carl E. Edwards, Jr.
For: David H. Anderson
DATE 11/21/02
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.If space is insufficient, see Instruction 6 for
procedure.
Page 7 of 7
